Sherri M. Altshuler

Professional Involvement

Professional Activities

• President's Counsel, The Duke of Edinburgh's Emerging Leaders' Dialogues Canada
• Member, TSX Venture Exchange Ontario Advisory Committee
• Member, the Ontario Securities Commission's Small and Medium Enterprises Committee, 2016, 2017 and 2018

Memberships

• American Bar Association
• National Cannabis Bar Association
• Women in Capital Markets
• Women Lawyers of Interlaw

Community Involvement

• The Arthritis Society (Ontario), Board of Directors
• Planning Committee, Friends of Simon Wiesenthal Center for Holocaust Studies, Freedom Day event
• Event host/coordinator, Holocaust Education Week, education program 

Teaching Engagements

• Special Lecturer, "Corporate Finance," University of Windsor, Faculty of Law, 2015, 2016, 2017 and 2018

Representative Matters

Represented Allied Properties Real Estate Investment Trust, a leading owner, manager and developer of urban office environments operating in Canada’s major cities, in its completion of a $155 million public equity offering.

Represented Baylin Technologies Inc. (TSX:BYL), a diversified leading global wireless technology management company, in the completion of a $40.25 million bought deal public offering of subscription receipts and 6.5% extendible convertible unsecured debentures and the related acquisition of Alga Microwave Inc.

Represented Allied Properties Real Estate Investment Trust in its completion of a $299 million public equity offering.

Represented Eve & Co Incorporated (formerly Carlaw Capital V Corp.) (TSXV:EVE) in the completion of its TSXV qualifying transaction with Natural MedCo Ltd., pursuant to a “three-cornered amalgamation.”

Represented Spectra7 Microsystems Inc. (TSX:SEV), a leading provider of high-performance analog semiconductor products for broadband connectivity markets, in a $15.3 million bought deal public offering.

Represented Baylin Technologies Inc. in a $19.8 million bought deal public offering.

Represented ICC International Cannabis Corporation, a licensed producer and seller of recreational cannabis, medicinal cannabinoid extracts and industrial hemp products in Uruguay, in a $23 million bought deal equity offering.

Represented Trevali Mining Corporation (TSX:TV) in connection with the acquisition of a portfolio of zinc assets, including an 80% interest in the Rosh Pinah mine in Namibia and a 90% interest in the Perkoa mine in Burkina Faso, for an aggregate purchase price of US$417.86 million. 

Represented Allied Properties Real Estate Investment Trust in its recently completed $300 million public equity offering of units.

Represented Allied Properties Real Estate Investment Trust in its recently completed $200 million public offering of 3.636% series C senior unsecured debentures.

Represented Trevali Mining Corporation (TSX:TV) in connection with the completion of a bought-deal private placement of subscription receipts for aggregate gross proceeds of $264,546,000.

Represented International Cannabis Corp in a $13 million brokered private placement of subscription receipts and subsequent qualifying transaction with Shogun Capital Corp., a capital pool company listed on the TSXV. The resulting issuer is now named ICC International Cannabis Corporation and trades on the TSX Venture Exchange under the symbol “ICC.”

Represented Wesdome Gold Mines Ltd. (TSX:WDO), a Canadian gold producer and explorer, in connection with the completion of a public offering for gross proceeds of $17 million. 

Represented Theratechnologies Inc. (TSX: TH), a specialty pharmaceutical company, in connection with the completion of a public offering for gross proceeds of $11 million.

Represented Chrysalis Capital IX Corporation, a capital pool company, in connection with its Qualifying Transaction, being the business combination with Inspira Financial Inc. (TSXV: LND).

Represented LL Capital Corp., a capital pool company, in connection with its Qualifying Transaction, being the business combination with Syncordia Technologies and Healthcare Solutions, Corp. (TSXV: SYN).

Represented Ucore Rare Metals Inc. (TSXV:UCU), in connection with its non-brokered equity private placement of units for aggregate gross proceeds of $7.88 million.

Represented Trevali Mining Corporation (TSX:TV) in connection with a short form prospectus offering of its common shares raising gross proceeds of CAD $46,006,900.

Represented Alexander Nubia International Inc. (TSXV: AAN), a Canadian mineral exploration and development company focused on advancing exploration projects in the Eastern Desert of Egypt, in connection with its prospectus offering of common shares.

Represented Chrysalis Capital VI Corporation (TSXV: CPC), a capital pool company, in connection with its Qualifying Transaction, being the business combination with Exclamation Investments Inc. (TSXV: XI).

Represented Chrysalis Capital VII Corporation (TSXV: SEV), a capital pool company, in connection with its Qualifying Transaction, being the business combination with Alexander Nubia Inc. (TSXV: AAN).

Represented Exclamation Investments Corporation (TSXV: XI), an innovative business creator, in connection with its private placement of common shares.

Represented Galane Gold Ltd. (TSXV:GG), a gold producer and explorer with mining operations and exploration tenements in Botswana, in connection with its acquisition of Gallery Gold Pty Ltd. from IAMGOLD Corporation, its concurrent financing and its Qualifying Transaction, being the business combination with Carlaw Capital III Corp. (TSXV: CW).

Represented Auryx Gold Corp. (TSX:AUX) in a bought deal offering, including the exercise of an over-allotment option, with a syndicate of underwriters co-led by Macquarie Capital Markets Canada Ltd. and Jennings Capital Inc. and also including Canaccord Genuity Corp., Wellington West Capital Markets Inc., Cormark Securities Inc., GMP Securities L.P., and TD Securities Inc.

Represented Trevali Mining Corporation (TSX: TV, BVLAC: TV, OTCQX: TREVF, Frankfurt: 4TI) with an underwritten financing of units and flow-through common shares for gross proceeds of CAD$30.6 million.

Represented Trevali Mining Corporation (TSX: TV, BVLAC: TV, OTCQX: TREVF, Frankfurt: 4TI) in connection with a business combination by way of a plan of arrangement.

Represented Trevali Mining Corporation (TSX: TV, BVLAC: TV, OTCQX: TREVF, Frankfurt: 4TI) in connection with its acquisition of the Caribou Mine and Mill.

Represented Allied Properties Real Estate Investment Trust(TSX:AP.UN) in connection with its public equity offerings.

Represented Carlaw Capital Corp. (TSXV) with its Qualifying Transaction, being the business combination with Nyah Resources Inc. (TSXV:NRU).

Represented Carlaw Capital II Corp. (TSXV) with its Qualifying Transaction, being the business combination with True Context Mobile Solutions Inc. (TSXV:TMN).

Represented Chrysalis Capital II Corporation (TSXV) with its Qualifying Transaction, being the business combination with Tangarine Concepts Corp.

Represented Chrysalis Capital IV Corporation (TSXV) and Homeland Energy Group Ltd. (TSX:HEG) in connection with their business combination and subsequent listing on the Toronto Stock Exchange.

Represented Chrysalis Capital II Corporation (TSXV), Chrysalis Capital IV Corporation (TSXV) Chrysalis Capital VI Corporation (TSXV) and Chrysalis Capital VII Corporation (TSXV:SEV) in their initial public offerings.

Represented PreMD Inc. (TSX:PMD) in connection with its convertible debenture offerings.

Represented St. Louis-based Ralcorp Holdings, Inc. in connection with its purchase of Western Waffles for a purchase price in excess of US$80 million.

Represented ROW Entertainment Income Fund in connection with the acquisition of Koch Entertainment for a purchase price of US$80 million.

Represented SLAM Exploration Ltd. (TSXV:SXL) in connection with its equity private placements.

Represented numerous private and publicly listed companies in connection with equity and debt financings, and share purchase and asset purchase transactions.

Represented numerous publicly listed companies in connection with their continuous disclosure obligation, board governance and shareholder rights matters.

Selected Speaking Engagements

Participated as a co-presenter on “Oh Canada, Oh Cannabis, A Primer on Going Public in Canada” and “Financing & Investment” at the National Cannabis Bar Association’s Cannabis Law Institute conference, September 8, 2018 in Washington, DC.

Speaker, “Deals, Mergers and Acquisitions for Cannabis Businesses,” O’Cannabiz Business Conference and Expo, June 8, 2018.

Speaker, “Cannablitz: The Lightning Round” and “Passport to International Considerations,” MJBizConNEXT conference, National Cannabis Bar Association, May 9, 2018.

Speaker, “Myth-Busting the Cannabis Sector on International Cannabis Day,” Aird & Berlis LLP Cannabis webinar, April 20, 2018.

Speaker, “Mergers and Acquisitions in the Canadian Cannabis Sector,” Aird & Berlis LLP Cannabis Webinar, March 21, 2018.

Speaker, "Investing in Cannabis 101: Seed Money and More," Lift Cannabis Business Conference, January 12, 2018.

Speaker, “Branding in the Cannabis Sector: Regulations, Restrictions and Tips on How to Market Your Brand,” Aird & Berlis LLP Cannabis Webinar, December 5, 2017.

Speaker, "Deals, Mergers and Acquisitions for Cannabis Businesses," Grow Up Cannabis Conference & Expo, October 6, 2017.

Speaker, "Introduction to Canadian Cannabis Law," Cannabis Law Institute presented by the National Cannabis Bar Association and co-sponsored by the University of Denver Sturm College of Law in Denver, Colorado, July 29, 2017.   

Moderator and speaker, "Deals, Mergers and Acquisitions," Cannabis Law Institute presented by the National Cannabis Bar Association and co-sponsored by the University of Denver Sturm College of Law in Denver, Colorado, July 29, 2017.         

Speaker, “Introduction to Securities Law,” In-house Student Seminars, July 6, 2017.

Speaker, Young Women in the Law Speed Mentoring Event, June 27, 2017.

Speaker, "Key Factors for a Successful IPO - What CEOs Need to Know Before Going Public," RBC Dominion Securities - The Network Exchange, June 27, 2017.

Speaker, "Law of the Land,” 2nd Annual Young Presidents’ Organization Cannabis Summit 420, April 2017.

Speaker, "Pay Equity and Women's Economic Empowerment," Aird & Berlis LLP Women in Business Webinar, November 2016.

Speaker “Introduction to Securities Law,” In-house Student Seminars, July 21, 2016.

Speaker, “Retaining Female Leaders,” Women in Leadership Conference, April 14, 2016.

Speaker, “Advanced Topics in the Law of Commercial Finance 2016,” The Commons Institute, February 26, 2016.

Course Leader and Speaker, “Preparing Key Documents in Private Placements and Public Offerings,” 7th Mastering Transactions for Law Clerks and Legal Professionals, Federated Press, February 17-18, 2016.

Speaker, “Networking & Developing Strategic Relationships,” 3rd Women & Leadership in the Legal Profession Conference, November 25, 2015.

Speaker “Introduction to Securities Law,” In-house Student Seminars, July 30, 2015.

Speaker, “Compliance with Regulatory Disclosure: Recent Developments,” 240 Minutes on Mining Law Conference, February 20, 2015.

Speaker, “Preparing Key Documents in Private Placements and Public Offerings,” 6th Mastering Transactions for Law Clerks and Legal Professionals, Federated Press, December 9, 2014.

Speaker, “Preparing Key Documents in Private Placements and Public Offerings” 6th Mastering Transactions for Law Clerks and Legal Professionals, Federated Press, December 17 & 18, 2014.

Speaker, “Networking & Developing Strategic Relationships,” 2nd Women & Leadership in the Legal Profession Conference, November 26, 2014.

Speaker “Introduction to Securities Law,” In-house Student Seminars, July 17, 2014.

Speaker, “Building Successful Teams,” Leadership for Women Lawyers Conference: Making an Impact, April 24, 2014.

Speaker, “Preparing Key Documents in Private Placements and Public Offerings,” 5th Mastering Transactions for Law Clerks and Legal Professionals, Federated Press, December 10 & 11, 2013.

Speaker “Introduction to Securities Law,” In-house Student Seminars, July 10, 2013.

Speaker, “Preparing Key Documents in Private Placements and Public Offerings,” 4th Mastering Transactions for Law Clerks and Legal Professionals, Federated Press, December 5  & 6,  2012.

Speaker, “Nuts and Bolts of Closing Transactions,” August 21, 2012.

Speaker “Introduction to Securities Law,” In-house Student Seminars, July 11, 2012.

Speaker, “Managing the Due Diligence Process,” 3rd Mastering Transactions for Law Clerks and Legal Professionals, Federated Press, December 1 & 2, 2011.

Co-chair and Speaker, “Managing the Due Diligence Process,” 2nd Corporate Transactions for Law Clerks, Federated Press, December 20 and 21, 2010.

Co-chair and Speaker, “Managing the Due Diligence Process,” Corporate Transactions for Law Clerks, Federated Press, December 14 and 15, 2009.

Selected Publications

"OSC Provides Guidance to Improve Forward-Looking Information Disclosure" in Aird & Berlis LLP's Securities Law Bulletin (August 2013).

"Toronto Stock Exchange Issues Guidance on Director Election and Disclosure Requirements"  in Aird & Berlis LLP's Securities Law Bulletin (July 2013).

“TSX Venture Exchange Implements Amendments to Incentive Stock Option Policy” in Aird & Berlis LLP's Securities Law Bulletin (May 2013).

“CSA Requests Further Comment Regarding Proposed National Instrument 51-103 For Venture Issuers” in Aird & Berlis LLP's Securities Law Bulletin (October 2012).

“Private Placements - TSXV Temporary Relief Measures” in Aird & Berlis LLP's Securities Law Bulletin (September 2012).

Education

• LLB, University of Windsor, 2004
• BA (Hons., with Distinction), University of Western Ontario, 2000